Regulatory Services
IT Compliance You Can Rely On
Regulatory compliance is an ongoing challenge for banks, insurers, and leasing companies. DORA, MaRisk, BAIT, ISO 27001, and KRITIS require not just technical measures but organizational maturity. Depending on a provider’s maturity level, this becomes a burden: with staff shortages and tight implementation deadlines, core business priorities can quickly take a back seat.
Our Regulatory Services give you room to breathe. As part of our Managed Services, we support you in implementing regulatory requirements in a structured, forward-looking, and economically viable way. With our Regulatory Factory, we offer a proven model: standardized, certified, and tailored to your specific risk situation.
Your Regulatory Compliance in Good HandsWhat Sets Our Regulatory Services Apart
Project & Operations Phase with Vision: Our Regulatory Factory consists of two phases: We begin with a maturity analysis of your organization and identify existing gaps. Then we take over the operational management of your IT compliance – flexibly, scalably, and adapted to your needs.
Second Line Services – Compliance in Operations: During the operations phase of our Regulatory Factory, we ensure continuous IT compliance – including structured reporting. The scope and content of these platform services can be flexibly adjusted at any time. We take responsibility for key second-line tasks – with experienced specialists, standardized processes, and a long-term regulatory perspective.
Standardization & Automation: Our processes are based on best practices, which we continuously optimize. We rely on standardized workflows with a high degree of automation to sustainably reduce both effort and risk.
Certified & Proven: We work according to ISO 27001, IDW PS 951 and bring extensive KRITIS experience. Our experts have decades of industry experience in supporting regulated institutions with their IT compliance.
72%
of companies find the implementation of regulatory requirements challenging.
(Source: PwC Managed Services Studie 2023)
Regulatory ServicesOur Commitment: A Partnership at Eye Level
We translate regulatory complexity into actionable solutions, ensuring your ability to act so that you can focus on your core business.
Our services are tailored to:
- Institutions that must comply with DORA, ISO, or MaRisk
- Organizations seeking to outsource regulatory IT requirements
- Decision-makers who need audit-readiness, scalability, and operational relief
At a GlanceYour Benefits
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Full IT compliance with minimized risk
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Comprehensive coverage of the compliance lifecycle
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High cost-saving potential through a platform-based approach
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Elastic scaling model for changing requirements
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Focus on your core business
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High level of automation and standardization
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High availability (24/7)
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Early forecasting for upcoming regulatory changes
THE FUTURE FOR STABLE IT OPERATIONS IN THE FINANCIAL INDUSTRYManaged Services 2.0 for financial service providers
Sopra Financial Technology offers you more than the usual standard in managed services. With Managed Services 2.0, you future-proof your IT. Together, we lay the foundation for an operating model that guarantees compliance, enables change, and sustainably strengthens your organization.
Now Is the Right TimeBook a Personal Consultation
Let’s shape your IT compliance for the long term. We look forward to connecting with you.
Birgit Häberle-Riker
Product Owner Regulatory Services